January 2004 Term
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
Defendant Below, Appellant
Appeal from the Circuit Court of Greenbrier County
Honorable James Rowe, Judge
Criminal Action No. 02-F-12
Submitted: April 27, 2004
Filed: June 22, 2004
The Opinion of the Court was delivered PER CURIAM.
JUSTICE ALBRIGHT concurs and reserves the right to file a concurring opinion.
JUSTICE STARCHER concurs and reserves the right to file a concurring opinion.
1. The Supreme Court of Appeals reviews sentencing orders . . . under a deferential abuse of discretion standard, unless the order violates statutory or constitutional commands. Syllabus Point 1, in part, State v. Lucas, 201 W.Va. 271, 496 S.E.2d 221 (1997).
2. Sentences imposed by the trial court, if within statutory limits and if not based on some unpermissible factor, are not subject to appellate review. Syllabus Point 4, State v. Goodnight, 169 W.Va. 366, 287 S.E.2d 504 (1982).
3. Probation is a matter of grace and not a matter of right. Syllabus Point 1, State v. Rose, 156 W.Va. 342, 192 S.E.2d 884 (1972).
4. W.Va. Code, 62-12-9, as amended, permits a trial judge to impose any conditions of probation which he [or she] may deem advisable, but this discretionary authority must be exercised in a reasonable manner. Syllabus Point 6, Louk v. Haynes, 159 W.Va. 482, 223 S.E.2d 780 (1976).
sentences for codefendants are not per se unconstitutional. Courts consider many
factors such as each codefendant's respective involvement in the criminal transaction
(including who was the prime mover), prior records, rehabilitative potential
(including post-arrest conduct, age and maturity), and lack of remorse. Syllabus
Point 2, in part, State v. Buck, 173 W.Va. 243, 314 S.E.2d 406 (1984).
6. A sentencing judge, in evaluating a defendant's potential for rehabilitation and in determining the defendant's sentence, may consider the defendant's false testimony observed during the trial. Syllabus Point 2, State v. Finley, 177 W.Va. 554, 355 S.E.2d 47 (1987).
Appellant and Defendant
below, Jim Jones, appeals the November 4, 2002, order of the Circuit Court
of Greenbrier County in which he received 1 year of probation and 100 days
of confinement in the Southern Regional Jail for the offenses of receiving
stolen property in an amount less than $1,000 and conspiracy to receive stolen
property in an amount less than $1,000. Appellant alleges that the trial
judge violated his constitutional right against self-incrimination by requiring
him to admit criminal responsibility in order to avoid the 100 days of incarceration.
After consideration of the matter, we find no error and affirm the circuit
At the sentencing hearing, Appellant moved for probation. Prior to sentencing Appellant, the trial judge stated in pertinent part:
. . .
I'm disturbed by the fact that you have failed to take responsibility for your
action. And I believe anyone who deserves _ who asks to be considered for probation,
should be one who says, I have made a mistake, but I've learned my lesson.
I'm going to amend my ways. And I certainly recognize your right to say, Well,
I didn't do it, and I was wrongly convicted. But it goes very clearly to
say that twelve individuals were convinced beyond a reasonable doubt otherwise.
And twelve individuals, in I believe to be a fair trial, were convinced that
you were guilty of receiving stolen property as well as being guilty of conspiracy
to receive stolen property.
The trial judge sentenced Appellant to one year of incarceration and a $1,000 fine for the first count, and one year of incarceration and a $500 fine for the second count, with the sentences to run concurrently. All but 100 days of the sentences were suspended and Appellant was placed on probation for one year. One of the conditions of probation is that Appellant is to serve 100 days of jail time at the end of the one-year probationary period. The trial judge then explained:
it's my judgment that because of your failure to accept responsibility, that
you are in need of some correctional treatment. I believe it's best served at
the end of your probationary period. In the event that you choose to come clean,
I'd be willing to reconsider that. . . . You've got one year to decide whether
or not you want to serve time in jail.
The circuit court's November 4, 2002, sentencing order, which contains nothing about Appellant accepting responsibility for his conduct, provides, in part, as follows:
4. [Defendant's concurrent one-year sentences] are hereby SUSPENDED, except for 100 days confinement in Southern Regional Jail, to be served as a condition of probation at the end of a term of probation for one (1) year under the following terms and conditions: (See footnote 3)
a. Defendant shall violate no law of this State, of any other state, of the United States or any political subdivision thereof;
shall abide by the rules and regulations of the probation department of this
c. Defendant shall abstain from the use of all alcohol, drugs, marijuana and other controlled substances, unless prescribed pursuant to a valid prescription lawfully issued by an attending physician;
d. Defendant shall submit to random screenings of his blood, breath or urine at his own expense, and immediately upon the request of the probation department of this Court;
e. Defendant shall participate in any counseling deemed appropriate and necessary by the probation department of this Court;
f. Defendant must serve 200 hours of community service;
g. Defendant shall pay a probation fee of thirty dollars ($30.00) per month;
h. Defendant must pay all fines and costs;
i. Defendant must not associate with co- defendants in this matter, except for his father;
j. Defendant must avoid associating with persons of questionable character, especially those dealing in stolen property or controlled substances[.]
(Footnote added.). This Court granted a stay of the sentence only as to the 100 days of incarceration by order of June 18, 2003, pending this appeal.
According to Appellant, the trial judge is violating his Fifth Amendment (See
footnote 4) right against being compelled to give evidence
against himself by forcing him to choose between admitting criminal responsibility,
which he insists includes admitting that he committed perjury at trial, or serving a sentence of 100 days of incarceration. In support of his position,
Appellant cites State v. Imlay, 249 Mont. 82, 813 P.2d 979 (Mont.
1991). In Imlay, the Montana Supreme Court held that a defendant could
not, as a condition of his suspended sentence, be compelled to admit that
he was guilty of the crime of which he had been convicted. This was so for
three reasons. First, the defendant had the right to challenge his conviction
and an admission of guilt could be used against his appeal. Second, the reality
of any admission would be in doubt because of the compulsion surrounding
it. Third, an admission of guilt would not only violate the protections of
the Fifth Amendment, but it would also constitute committing or admitting
Initially, we note that
Appellant's sentence of 100 days of confinement in the regional jail is a
condition of his probation. Concerning probation generally, this Court has
recognized that [p]robation is a matter of grace and not a matter of
right. Syllabus Point 1, State v. Rose, 156 W.Va. 342, 192
S.E.2d 884 (1972). See also Syllabus Point 2, State ex rel. Strickland
v. Melton, 152 W.Va. 500, 165 S.E.2d 90 (1968) (holding that [p]robation
is not a sentence for a crime but instead is an act of grace upon the part
of the State to a person who has been convicted of a crime.); State
v. Loy, 146 W.Va. 308, 318, 119 S.E.2d 826, 832 (1961) (opining that [t]he
authorities are clear that a defendant convicted of a crime has no absolute
right to probation, probation being a matter of grace only (citations
omitted). We have characterized probation as simply one of the devices
of an enlightened system of penology which has for its purpose the reclamation and rehabilitation
of the criminal. State ex rel. Strickland, 152 W.Va. at 506,
165 S.E.2d at 94. Finally, we have said that a circuit court's discretionary
authority in imposing conditions of probation must be reasonably exercised.
Specifically, we held in Syllabus Point 6 of Louk v. Haynes, 159 W.Va.
482, 223 S.E.2d 780 (1976) that W.Va. Code, 62-12-9, as amended, permits
a trial judge to impose any conditions of probation which he [or she] may
deem advisable, but this discretionary authority must be exercised in a reasonable
Appellant essentially complains that the condition that he serve 100 days in jail is impermissible because it is based solely on the fact that the trial judge was disturbed by Appellant's failure to accept responsibility for his actions. However, this Court has identified remorse or the lack thereof as a factor to be taken into account by a trial judge when sentencing a defendant. In Syllabus Point 2, in part, of State v. Buck, 173 W.Va. 243, 314 S.E.2d 406 (1984), we held,
Disparate sentences for codefendants are not per se unconstitutional. Courts consider many factors such as each codefendant's respective involvement in the criminal transaction (including who was the prime mover), prior records, rehabilitative potential (including post-arrest conduct, age and maturity), and lack of remorse.
(Emphasis added). In State v. Mann, 205 W.Va. 303, 518 S.E.2d 60 (1999),
the defendant was charged with aggravated robbery. At trial, the defendant
testified and denied his involvement in the robbery. The jury found the defendant guilty and the
trial court sentenced him to thirty years' imprisonment. On appeal, this
Court ruled that the sentence was not disproportionate to the crime and explained
that the defendant has refused to express any remorse for his crime. Mann, 205
W.Va. at 316, 518 S.E.2d at 73. See also State v. Phillips, 199 W.Va.
507, 515, 485 S.E.2d 676, 684 (1997) (upholding 140-year sentence for conviction
of two counts of aggravated robbery and one count of kidnaping and noting
that trial judge, who was able to observe Phillips' demeanor, concluded
that Phillips felt no remorse for his actions); State v. Brown, 177
W.Va. 633, 642, 355 S.E.2d 614, 623 (1987) (affirming 60-year prison term
for convictions at trial for the crimes of aggravated robbery and sexual
abuse in the first degree and noting that the defendant expressed no
remorse for the crimes which had been committed or sympathy for the victim); State
v. Black, 175 W.Va. 770, 774, 338 S.E.2d 370, 374 (1985) (upholding 20-year
sentence for kidnaping and 15-year sentence for aggravated robbery where
trial judge explained to defendant . . . [Y]ou don't have any conscience.
I feel that you are still not even sorry for things you did . . . [Y]ou have
never shown any real remorse for the thing you have done.).
This Court also has held that a trial court may consider a defendant's false testimony at trial when determining his or her sentence. In Syllabus Point 2 of State v. Finley, 177 W.Va. 554, 355 S.E.2d 47 (1987), we held that [a] sentencing judge, in evaluating a defendant's potential for rehabilitation and in determining the defendant's sentence, may consider the defendant's false testimony observed during the trial. We relied upon this rule in State v. Goff, 203 W.Va. 516, 509 S.E.2d 557 (1998), to reject the defendant's assertion that the trial court wrongly penalized him for refusing to give up his right against self-incrimination during the trial. In Goff, the defendant testified at trial and denied having any involvement in the sexual crime with which he was charged. The jury returned a verdict finding the defendant guilty of sexual assault in the first degree. At the sentencing hearing, the defendant exercised his right of allocution and spoke at length denying his guilt. The trial court sentenced the defendant to thirty-five years of imprisonment and stated:
any motion of probation. I'm further rejecting any other matters concerning a
lesser sentence or referral to the youthful offenders facility. . . . You, sir,
will not admit the crime you have been convicted of. Therefore there is no rehabilitation.
203 W.Va. at 519, 509 S.E.2d at 560. Thereafter, the defendant filed a motion for reconsideration of the sentence in which he admitted his offense. The trial court denied the motion and stated as one of its reasons for doing so:
looking at the age of the victim and the defendant's refusal to admit his crime
and show remorse during the trial, at sentencing, and only reversing his posture
for purposes of the hearing for reconsideration leads the Court to believe that
the original sentence imposed is appropriate.
203 W.Va. at 520, 509 S.E.2d at 561. As noted above, this Court upheld the sentence.
Applying the above law to the
instant facts, we believe that the trial judge's comments to the Appellant simply
indicated his belief that Appellant had not been completely candid during his
trial testimony as well as his concern that Appellant failed to show any remorse
for the conduct leading to his convictions. Absent any effort by Appellant to
rectify his previous allegedly less than forthright testimony or to show remorse
for his conduct, the trial judge concluded that Appellant deserved to spend some
time in jail. To the extent that the trial judge's comments are ambiguous, we
construe them in a way that makes them reasonable, effective, conclusive, and
in accord with the applicable law. See Culbertson v. The County, 44 P.3d
642, 648 (Utah 2001) (opining that [w]here construction is called for,
it is the duty of the court to interpret an ambiguity [in a manner that makes]
the judgment more reasonable, effective, conclusive and [that] brings the judgment
into harmony with the facts and the law. (Citation omitted.)). In light
of our long-standing practice of sentencing more leniently those defendants who
evidence contrition, we do not believe that the trial judge abused his discretion
or erred as a matter of law in sentencing Appellant to 100 days in jail.
As stated previously, Appellant cites for support the Montana case of State v. Imlay. (See footnote 5) We do not find Imlay to be persuasive because its facts differ significantly from the instant case. In Imlay, a condition of the defendant's suspended sentence was that he complete a sexual treatment program in which he had to admit that he was guilty of the crime for which he had been charged. When the defendant refused, his suspended sentence was revoked. In the instant case, there is no such condition attached to Appellant's suspended sentence. Whether or not Appellant accepts responsibility for his conduct, he receives the benefit of receiving one year of probation instead of serving that time in jail. In other words, there is no penalty to Appellant for failure to accept responsibility _ his probation is not being revoked and his suspended sentence is not being reinstated.
Also, unlike in Imlay, it
is not clear from the record in the instant case that the trial judge was
asking Appellant to admit guilt of the crimes for which he was convicted.
For example, when Appellant's counsel spoke on his behalf at the sentencing
hearing, he stated that,
There's nothing here that would lead anybody to believe it's anything other than a poor judgment on a day. We would submit, your Honor, that may have been poor judgment for which he has to take some responsibility. . . . There's nothing that indicates that he has not learned by this event that should hopefully correct his judgment.
When asked if he had anything to say for himself, however, Appellant declined to speak. We believe that the trial judge simply desired Appellant to express remorse or contrition for the type of poor judgment that caused a jury to conclude that Appellant purchased a four-wheel recreational vehicle either knowing it to be stolen or with reason to believe it was stolen.
Finally, the Imlay court noted that in an earlier case it cited with approval the rule of law that [w]hile the sentencing judge may take into account his belief that the defendant was not candid with the court this is to be distinguished from the rule that a sentence may not be augmented because a defendant refuses to confess or invokes his privilege against self-incrimination. 249 Mont. at 88-89, 813 P.2d at 984 (quoting In the Matter of Jones, 176 Mont. 412, 578 P.2d 1150 (1978) (citations omitted)). We believe the instant case is one in which the trial judge simply took into account Appellant's lack of candor. (See footnote 6)
In sum, we previously have held that a trial judge may take into account a defendant's remorse, or the lack thereof, as well as a defendant's false testimony at trial when determining his or her sentence. We find that the trial judge did nothing more than this under the specific facts of this case. Therefore, we conclude that the trial judge did not violate Appellant's Fifth Amendment right against self-incrimination by compelling him to give evidence against himself. Having found no infirmity with the sentence herein, we affirm the November 4, 2002, sentencing order of the Circuit Court of Greenbrier County.
any criminal proceeding no person shall be excused from testifying or from
producing documentary or other evidence upon the ground that such testimony or evidence may criminate or tend to criminate him,
if the court in which he is examined is of the opinion that the ends of justice
may be promoted by compelling such testimony or evidence. And if, but for
this section, the person would have been excused from so testifying or from
producing such evidence, then if the person is so compelled to testify or
produce other evidence and if such testimony or evidence is self-criminating,
such self-criminating testimony or evidence shall not be used or receivable
in evidence against him in any proceeding against him thereafter taking place
other than a prosecution for perjury in the giving of such evidence, and
the person so compelled to testify or furnish evidence shall not be prosecuted
for the offense in regard to which he is so compelled to testify or furnish
evidence, and he shall have complete legal immunity in regard thereto.
This Court has held that,
57-5-2, is comprehensive in its terms, both in divesting a witness, who is
compelled to give self-criminating testimony or produce evidence which will
criminate him, of the privilege of refusing to so testify or produce such
evidence, which the witness has under Article V (Fifth Amendment) of the
Constitution of the United States, and Section 5, Article III of the Constitution
of West Virginia that No person * * * shall be compelled in any criminal
case to be a witness against himself * * * , and in providing, inter
alia, that a person so compelled to testify or to furnish such evidence shall
not be prosecuted for the offense in regard to which he is so compelled to testify or furnish evidence, and in clothing such involuntary
witness with complete immunity in regard to such compelled self- criminating
Syllabus Point 3, State v. Abdella, 139 W.Va. 428, 82 S.E.2d 913 (1954).