IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 1998 Term
IN THE INTEREST OF: MICAH ALYN R.,
A CHILD UNDER THE AGE OF EIGHTEEN YEARS
Appeal from the Circuit Court of Raleigh County
Honorable H. L. Kirkpatrick, III, Judge
Civil Action No. 96-JA-29-K
REVERSED AND REMANDED
Submitted: March 24, 1998
Filed: June 22, 1998
Robert S. Kiss, Esq.
Tanya Godfrey, Esq.
Gorman, Sheatsley & Company
Guardian ad Litem for Micah Alyn R.
Pat Lamp, Esq.
Beckley, West Virginia
Attorney for Appellant, Ada R.
Darrell V. McGraw, Jr., Esq.
Assistant Attorney General
Charleston, West Virginia
Attorneys for Appellee, West Virginia
Department of Health and Human Resources
JUSTICE MAYNARD delivered the Opinion of the Court.
JUSTICE WORKMAN concurs and reserves the right to file a concurring Opinion.
SYLLABUS BY THE COURT
conclusions of law reached by a circuit court are subject to de novo review, when
an action, such as an abuse and neglect case, is tried upon the facts without a jury, the
circuit court shall make a determination based upon the evidence and shall make findings
of fact and conclusions of law as to whether such child is abused or neglected. These
findings shall not be set aside by a reviewing court unless clearly erroneous. A finding
is clearly erroneous when, although there is evidence to support the finding, the
reviewing court on the entire evidence is left with the definite and firm conviction that
a mistake has been committed. However, a reviewing court may not overturn a finding simply
because it would have decided the case differently, and it must affirm a finding if the
circuit court's account of the evidence is plausible in light of the record viewed in its
entirety." Syllabus Point 1, In the Interest of Tiffany Marie S., 196 W. Va.
223, 470 S.E.2d 177 (1996).
2. When a parent is unable to properly care for a child due to the parent's terminal illness, so that conditions which would constitute neglect of the child occur and continue to be threatened, termination of parental rights, without consent, is contrary to public policy, even though there is no reasonable likelihood that the conditions of neglect will be substantially corrected in the future. In such circumstances, a circuit court should ordinarily postpone or defer any decision on termination of parental rights. However, such deference on the parental rights termination issue does not require a circuit court to postpone or defer decisions on custody or other issues properly before the court. In fact, efforts towards locating prospective adoptive parents shall be made so long as every measure is taken to foster and maintain the bond and ongoing relationship between the parent and child.
This action is before this Court upon
an appeal from a final order of the Circuit Court of Raleigh County entered on October 16,
1997. Pursuant to that order, the circuit court terminated the parental rights of the
appellant, Ada R.,See footnote 1 1 to
her son, Micah Alyn R. The parental termination was based on evidence that Ada R. had
physically abused Micah and had on occasion, failed to properly administer his HIV
medication. On appeal, Ada R. contends that the circuit court erred by finding that her
son was abused and neglected and concluding that the best interests of the child required
termination of her parental rights.
This Court has before it the petition
for appeal, all matters of record, and the briefs and argument of counsel. Based upon a
careful review of the record and for the reasons set forth below, we remand this case to
the circuit court for action consistent with this opinion.
This case originated on July 11, 1996,
when Ada R. placed her son in foster care by filing a voluntary placement agreement. At
that time, Ada R. had been diagnosed with AIDS, and Micah, who was two and a half years
old, was HIV positive.See footnote 2 2 Ada
R. sought foster care for Micah due to both her and her child's severe illnesses. Although
Micah was placed in the care of the Department of Health and Human Resources (hereinafter
"Department"), Ada R. visited her son regularly.
On September 26, 1996, the Department filed a petition for review of the voluntary placement in the Circuit Court of Raleigh County. A hearing was held on September 27, 1996, at which time appellant and the Department agreed to continue the placement and visitation. On March 25, 1997, the Department filed a supplemental petition seeking to have the parental rights of Micah's father, Hansel R., terminated.See footnote 3 3 The petition indicated that Ada R. wanted Micah to be adopted. However, subsequently, Ada R. changed her mind and decided to pursue full custody.
Hansel R. never appeared for any
hearings in this matter and his parental rights were terminated on July 19, 1997. That
same day, the Department sought termination of Ada R.'s parental rights. Kim Peck, the
social services case worker, testified that she believed Ada R. was unable to physically
take care of Micah because of her mental and physical condition. She stated that Ada R.
was experiencing mental stress and anxiety and did not have the patience to take care of
the child's needs. Ms. Peck further testified that Ada R. had told her that she had shaken
and slapped Micah and put her hands around his throat. Ms. Peck was also concerned that
Ada R. was not capable of remembering to give Micah the several different medications he
was taking for his illness.See footnote 4 4
Ms. Peck explained that at times Ada R. had forgotten to give Micah his medication and
that she once gave him the wrong dosage.
JoAnn Gibson, case manager for
Timberline Health Group, the agency providing social services to Ada R. in connection with
the voluntary placement, testified that on one occasion she observed red marks on Micah's
arms and legs. She said that Micah was crying, and he told her that his mother had hit
him. Ada R. later admitted that she had hit Micah on the leg with a ruler. Ms. Gibson also
testified that once, she had witnessed Ada R. slamming Micah down on the bed when she was
changing his diaper. However, Ms. Gibson indicated that Ada R.'s attitude towards Micah
had improved dramatically within the past three weeks. She also stated that Ada R.
performed household chores well.
Nancy Jones, a support specialist with
Timberline Health Group, testified that Ada R. was showing much more patience with Micah.
She had worked with Ada R. since September 1996. She stated that Micah never exhibited any
actions suggesting that he was afraid of his mother. She also testified that she only had
to remind Ada R. once during the last three months to give Micah his medication.
Ada R. testified that she was feeling
much stronger and was having less medical complications with her illness. She said that
she loved her son very much and wanted him returned to her. Ada R.'s sister testified that
she felt that Ada R. was capable of taking care of Micah and that if she needed help, her
family was available.
Based on the foregoing testimony, the judge deferred making a ruling until the guardian ad litem had time to submit a recommendation. On June 25, 1997, the guardian ad litem filed a recommendation stating that it was in the best interests of the child to have any decision as to termination of parental rights held in abeyance.
Recognizing the expediency requirement of termination proceedings,See footnote 5 5 the guardian ad litem explained that he
did not feel that the case was mature for a decision given the nature of Ada R.'s illness.
The guardian ad litem recommended that Micah remain in foster care and that Ada R. be
granted increased and liberal visitation.
In October 1997, Ada R. requested that
the circuit court hold a supplemental termination hearing. In response, the Department
filed a court summary which outlined problems that the Department was having with Ada R.
regarding visitation and the treatment plan. The report indicated that Ada R. had become
verbally aggressive and was alienating the people who were working with her. The
Department was also aware that Ada R. had attended some support group meetings where she
stated that Micah had been taken away from her for no reason. The report further indicated
that Ada R. continues to tire easily, sleeps a lot, and complains of dizziness. The
Department did not believe that Ada R. was capable of administering Micah's medication
properly or providing his meals. Thus, the Department recommended that Ada R.'s parental
rights be terminated, but that she be granted post-termination visitation.
The supplemental termination hearing
was held on October 14, 1997. Following additional testimony by Ms. Peck and Ada R., the
guardian ad litem recommended termination of Ada R.'s parental rights. As reflected in the
final order, Ada R.'s parental rights were terminated, but she was afforded
post-termination visitation of two hours per week.
In Syllabus Point 1 of In the
Interest of Tiffany Marie S., 196 W. Va. 223, 470 S.E.2d 177 (1996), we set
forth the standard of review for abuse and neglect cases:
Although conclusions of law reached by a circuit court are subject to de novo review, when an action, such as an abuse and neglect case, is tried upon the facts without a jury, the circuit court shall make a determination based upon the evidence and shall make findings of fact and conclusions of law as to whether such child is abused or neglected. These findings shall not be set aside by a reviewing court unless clearly erroneous. A finding is clearly erroneous when, although there is evidence to support the finding, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. However, a reviewing court may not overturn a finding simply because it would have decided the case differently, and it must affirm a finding if the circuit court's account of the evidence is plausible in light of the record viewed in its entirety.
See also Syllabus Point 4, In the Matter of Taylor B., 201 W. Va. 60, 491 S.E.2d 607 (1997); Syllabus Point 1, State ex rel. Diva P. v. Kaufman, 200 W. Va. 555, 490 S.E.2d 642 (1997).
As her first assignment of error, Ada
R. contends that the evidence of abuse is so weak that it does not meet the definition of
abuse as set forth in the statute, especially considering that Micah was never removed
from her home. Ada R. does admit to striking Micah with a ruler once and shaking him, but
she states that these incidents were minimal and occurred at a time when she was under a
great deal of stress. She further contends that there is no evidence that she neglected
her son. At the time of the termination hearings, she had been properly administering
Micah R.'s medication and had the support of her family to help with his care.
W. Va. Code 49-1-3(a)(1) (1994) defines an "abused child" as a child who is harmed or threatened by "[a] parent, guardian or custodian who knowingly or intentionally inflicts, attempts to inflict or knowingly allows another person to inflict, physical injury or mental or emotional injury, upon the child or another child in the home[.]" A "neglected child" is defined by W. Va. Code 49-1-3(g)(1)(A) as a child "[w]hose physical or mental health is harmed or threatened by a present refusal, failure or inability of the child's parent, guardian or custodian to supply the child with the necessary food, clothing, shelter, supervision, medical care or education, when such refusal, failure or inability is not due primarily to a lack of financial means on the part of the parent, guardian or custodian[.]"
The evidence in the record shows that
Ada R. has experienced difficulties in properly administering Micah's medications which
are crucial to his health. At times, she has forgotten to give him the medicine, and at
least once, she administered the wrong dosage. In addition, Ada R. has admitted to
striking her child with a ruler and slapping and shaking him on other occasions. These
incidents clearly fit within the statutory definitions of abuse and neglect. Therefore,
the circuit court did not err in finding Micah was an abused and neglected child.
Ada R. next contends that the circuit
court erred in terminating her parental rights. In this regard, she argues the evidence
did not support the circuit court's finding that there was no reasonable likelihood that
the conditions of abuse and neglect could be corrected in the future. She asserts that
even with the current knowledge about AIDS, it is difficult to project the progression of
the disease on an individual basis. She further asserts that the evidence shows that she
has become stronger and is under less stress indicating that any such conditions of abuse
or neglect could be corrected.
W. Va. Code 49-6-5 (1996) governs the dispositional phase of abuse and neglect proceedings. Several dispositional alternatives are set forth in the statute with precedence given to the least restrictive alternative appropriate under the circumstances. With respect to these statutory provisions, we have held that:
'As a general rule the least
restrictive alternative regarding parental rights to custody of a child under W.Va.
Code, 49-6-5  will be employed; however, courts are not required to exhaust
every speculative possibility of parental improvement before terminating parental rights
where it appears that the welfare of the child will be seriously threatened, and this is
particularly applicable to children under the age of three years old who are more
susceptible to illness, need consistent close interaction with fully committed adults, and
are likely to have their emotional and physical development retarded by numerous
placements.' Syl. pt. 1, In Re R.J.M.,  W.Va. , 266 S.E.2d 114 (1980).
Syllabus Point 1, In the Interest of Darla B., 175 W. Va. 137, 331 S.E.2d 868
(1985). See also Syllabus Point 7, In the Interest of Carlita B., 185 W. Va.
613, 408 S.E.2d 365 (1991). We have further held that:
Termination of parental rights, the most drastic remedy under the statutory provision covering the disposition of neglected children, W.Va.Code, 49-6-5  may be employed without the use of intervening less restrictive alternatives when it is found that there is no reasonable likelihood under W.Va.Code, 49-6-5(b)  that conditions of neglect or abuse can be substantially corrected.
Syllabus Point 2, of In re R. J. M., 164 W. Va. 496, 266 S.E.2d 114 (1980). See
also Syllabus Point 7, In re Katie S. and David S., 198 W. Va. 79, 479 S.E.2d
W. Va. Code 49-6-5(b) defines "no reasonable likelihood that the conditions of abuse and neglect can be substantially corrected" as "based upon the evidence before the court, the abusing adult or adults have demonstrated an inadequate capacity to solve
the problems of abuse and neglect, on their own or with help." Pursuant to the
statute, such conditions are deemed to exist in certain circumstances. For instance, if
the abusing parent willfully refused or is presently unwilling to cooperate in the
development of a family case plan, a finding of "no reasonable likelihood that the
conditions of neglect or abuse can be substantially corrected" under the statute is
warranted.See footnote 6 6 Likewise,
the same finding is appropriate when the abusing parent has repeatedly or seriously
injured the child physically or emotionally.See
footnote 7 7 Arguably, both of these circumstances exist in the case sub
judice. However, it appears that the principal reason that the circuit court
terminated Ada L.'s parental rights is the tragic fact that she is suffering from a
The evidence in the record indicates
that although Ada R.'s health and emotional state did improve somewhat after she initially
placed Micah in foster care, by the time the supplemental termination hearing was held,
her health had once again declined.See footnote 8 8 She was tiring easily, sleeping a lot, complaining of dizziness, and
suffering from occasional memory loss. Ms. Peck indicated that Ada R. was no longer
capable of giving Micah his medication as prescribed or preparing his meals as needed. In
addition, Ms. Peck stated that at times, Ada R. believed that Micah had been cured. In
fact, Ada R. testified at the hearing on October 14, 1997, that she believed Micah would
be "healed." Ada R. further testified that after a two-hour visitation with
Micah, she became very tired. Given this evidence, the circuit court did not err in
finding that there was no reasonable likelihood that the conditions of abuse and neglect
could be substantially corrected in the future. However, we are troubled by the circuit
court's conclusion that termination of Ada. R's parental rights was warranted.
This case illustrates the horrible crisis situation confronting many single custodial parents who are suffering from AIDS or some other terminal disease. Sadly, these parents must find someone to take care of their children once they are no longer able to do so. Unfortunately, traditional guardianship law presents only two choices. In order to formally grant another person parental authority while the parent is still living, the parent must relinquish his or her own authority. Testamentary guardianship, the second option, only becomes effective upon the parent's death.
Several states have begun to offer a third alternative by adopting stand-by guardianship statutes.See footnote 9 9 Generally, standby guardianship statutes allow parents who are at a substantial risk of becoming ill or disabled within a limited time period to select a "standby guardian" to take care of their children at the point when they become too ill or disabled to care for them. The parent does not relinquish any of his or her authority, but instead shares it with the standby guardian. Additionally, the parent may end the standby guardian's authority when he or she chooses to do so.See footnote 10 10
If the opportunity to choose a "standby guardian" had been available to Ada R., she might well have taken advantage of it.See footnote 11 11 The record indicates that Ada R. has expressed a desire throughout this case that the foster parents currently providing for Micah's care eventually be able to adopt him, and apparently, they want to do so. In fact, at one point, Ada R. wanted to proceed with the adoption. However, she decided she could not give up her child and changed her mind.
Ada R.'s heartbreaking struggle to deal with her disease, while, at the same time, not turning her back on her child makes this abuse and neglect case all the more tragic. By doing what she felt was best and voluntarily placing Micah with the Department, Ada R. has ended up not only fighting to remain alive, but also fighting to remain a parent. Unquestionably, she has suffered unbelievable emotional torment. While we certainly do not condone or ignore the physical abuse that Ada R. directed toward Micah and believe that the institution of abuse and neglect proceedings was proper, we find that the circumstances in this case simply do not warrant termination of parental rights. Through no fault of her own, Ada R. has been victimized by a disease which is stealing her life and seriously threatening that of her son. Although she is no longer able to take care of her son or provide for his needs, it is quite evident that Ada R. loves her son very much. In fact, the parental bond that Ada R. shares with her son may now be her only source of comfort.
What is done in this case regarding
parental rights has the potential to be very far reaching. If the spread and growth of the
AIDS virus remains unchecked, it will eventually touch all families, and then every family
will have an Ada or a Micah. Of course, even absent AIDS, the same impossible dilemma is
faced by some single parents who become profoundly disabled or who are slowly dying from
cancer or other protracted terminal diseases. Would the law countenance terminating the
parental rights of a parent dying from lung cancer or breast cancer, for example? We think
While we believe that termination of
parental rights is not appropriate in this instance, the health, safety, and welfare of
the child must continue to be our primary concern. In In re Jeffrey R.L., 190 W.
Va. 24, 32, 435 S.E.2d 162, 170 (1993), we recognized that the rights of the natural
parents merit significant consideration, but "the best interests of the child are
paramount." As discussed previously, the evidence in this case clearly indicates that
Ada R. is unable to take care of Micah. He needs a stable home to provide him the special
care that is required because of his medical condition. However, the evidence also
indicates that there is a close and significant emotional bond between this parent and
child. We refuse to compound the tragedy in this case further by forever severing this
However, we must also consider Micah's
current placement. He is presently in a good home with foster parents who are providing
him with love, care, support, and a nurturing environment in addition to attending to his
medical needs. The foster parents' desire to adopt Micah clearly shows that they have
established a strong emotional bond with him. Foster parents who are willing to assume
such an awesome responsibility are extraordinary. It is not easy to find foster care
placement for a child like Micah who is suffering from a severe disease, and it is even
more difficult to find an adoptive home. Obviously, these foster parents need assurances
that the adoption will be allowed to proceed in the future because they have made a
substantial investment of emotional support and time.
W. Va. Code 49-2-14 (1995) does offer some protection for these foster parents. The statute provides:
When a child has been placed in a
foster care arrangement for a period in excess of eighteen consecutive months and the
state department determines that the placement is a fit and proper place for the child to
reside, the foster care arrangement may not be terminated unless such termination is in
the best interest of the child and:
(1) The foster care arrangement is terminated pursuant to subsection (a) of this section;See footnote 12 12
(2) The foster care arrangement is terminated due to the child being returned to his or her parent or parents;
(3) The foster
care arrangement is terminated due to the child being united or reunited with a sibling or
(4) The foster
parent or parents agree to the termination in writing;
(5) The foster
care arrangement is terminated at the written request of a foster child who has attained
the age of fourteen; or
(6) A circuit
court orders the termination upon a finding that the state department has developed a more
suitable long-term placement for the child upon hearing evidence in a proceeding brought
by the department seeking removal and transfer.
W. Va. Code 49-2-14(b). Although the record is unclear as to exactly how long Micah has been residing with the foster parents who desire to adopt him,See footnote 13 13 it appears that this
statute will soon provide some assurances for them. Certainly, Micah's current
placement is in his best interest.
Therefore, we hold that when a parent
is unable to properly care for a child due to the parent's terminal illness, so that
conditions which would constitute neglect of the child occur and continue to be
threatened, termination of parental rights, without consent, is contrary to public policy,
even though there is no reasonable likelihood that the conditions of neglect will be
substantially corrected in the future. In such circumstances, a circuit court should
ordinarily postpone or defer any decision on termination of parental rights. However, such
deference on the parental rights termination issue does not require a circuit court to
postpone or defer decisions on custody or other issues properly before the court. In fact,
efforts towards locating prospective adoptive parents shall be made so long as every
measure is taken to foster and maintain the bond and ongoing relationship between the
parent and child.
Accordingly, for the reasons set forth above, the final order of the circuit court is reversed and this case is remanded to the circuit court. On remand, the circuit court shall develop a visitation plan workable for all parties to permit a continued relationship between Micah and his mother. Furthermore, the circuit court shall develop a permanency plan which will provide additional protection for Micah's foster parents by ensuring that they become the adoptive parents at the appropriate time.
Reversed and remanded.
Footnote: 11 We follow our traditional practice in cases involving sensitive facts and use initials to identify the parties rather than their full names. See In re Jonathan P., 182 W. Va. 302, 303, n.1, 387 S.E.2d 537, 538, n.1 (1989).
Footnote: 22 Micah R. was diagnosed with perinatally acquired HIV infection shortly after his birth on January 4, 1994.
Footnote: 33 Ada R. and Hansel R. were divorced on December 13, 1995.
Footnote: 44 The record indicates that Micah takes five different medications several times per day. He also takes other medication on an as needed basis. It is critical that these medications be administered to Micah at the specified times and coordinated with his meals.
Footnote: 55 See W. Va. Code 49-6-2(d) (1996).
Footnote: 66 W. Va. Code 49-6-5(b)(2) provides: "The abusing parent or parents have willfully refused or are presently unwilling to cooperate in the development of a reasonable family case plan designed to lead to the child's return to their care, custody and control[.]"
Footnote: 77 W. Va. Code 49-6-5(b)(5) provides: "The abusing parent or parents have repeatedly or seriously injured the child physically or emotionally, or have sexually abused or sexually exploited the child, and the degree of family stress and the potential for further abuse and neglect are so great as to preclude the use of resources to mitigate or resolve family problems or assist the abusing parent or parents in fulfilling their responsibilities to the child[.]"
Footnote: 88 We also note that since this appeal was filed, Ada R. has been hospitalized at least twice.
Footnote: 99 See e.g., Cal. Prob. Code § 2105(f) (West Supp. 1998); Conn. Gen. Stat. Ann. §§ 45a-624-624(g) (West Supp. 1998); Md. Code Ann. Est. & Trusts §§ 13-901-908 (Supp. 1991); N.Y. Surr. Ct. Proc. Act Law § 1726 (McKinney 1996).
Footnote: 1010 See Deborah Weimer, Implementation of Standby Guardianship: Respect for Family Autonomy, 100 Dickinson L. Rev. 65 (1995); Joyce McConnell, Standby Guardianship: Sharing the Legal Responsibility for Children, 7 Md. J. Contemp. Legal Issues 249 (1995-96).
Footnote: 1111 Unfortunately, our Legislature had not enacted standby guardianship statutes.
Footnote: 1212 W. Va. Code 49-2-14(a) provides:
(a) The state department may temporarily remove a child from a foster home based on an allegation of abuse or neglect, including sexual abuse, that occurred while the child resided in the home. If the department determines that reasonable cause exists to support the allegation, the department shall remove all foster children from the arrangement and preclude contact between the children and the foster parents. If, after investigation, the allegation is determined to be true by the department or after a judicial proceeding a court finds the allegation to be true or if the foster parents fail to contest the
allegation in writing within twenty calendar days of receiving written notice of said
allegations, the department shall permanently terminate all foster care arrangements with
said foster parents: Provided, That if the state department determines that the abuse
occurred due to no act or failure to act on the part of the foster parents and that
continuation of the foster care arrangement is in the best interests of the child, the
department may, in its discretion, elect not to terminate the foster care arrangement or
Footnote: 1313 The record suggests that Micah may have been placed in another foster home at one time.