Darrell V. McGraw
Raymond H. Yackel, Esquire
Attorney General
Oliver & Yackel
David P. Cleek
Franklin D. Cleckley
Senior Deputy Attorney General
Morgantown, West Virginia
Charleston, West Virginia
Attorneys for Defendant
Attorneys for Plaintiff
The Opinion of the Court was delivered PER CURIAM.
JUSTICE STARCHER dissents and reserves the right to file a dissenting Opinion.
1. Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that he acted in conformity therewith. It may, however, be
admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake or accident. W.Va.R.Evid. 404(b). Syl. Pt. 1,
Edward Charles L., 183 W. Va. 641, 398 S.E.2d 123 (1990).
2. Collateral acts or crimes may be introduced in cases involving child sexual
assault or sexual abuse victims to show the perpetrator had a lustful disposition towards the
victim, a lustful disposition towards children generally, or a lustful disposition to specific other
children provided such evidence relates to incidents reasonably close in time to the incident(s)
giving rise to the indictment. To the extent that this conflicts with our decision in State v. Dolin,
176 W. Va. 688, 347 S.E.2d 208 (1986), it is overruled. Syl. Pt. 2, Edward Charles L., 183 W.
Va. 641, 398 S.E.2d 123 (1990).
3. When offering evidence under Rule 404(b) of the West Virginia Rules of
Evidence, the prosecution is required to identify the specific purpose for which the evidence is
being offered and the jury must be instructed to limit its consideration of the evidence to only
that purpose. It is not sufficient for the prosecution or the trial court merely to cite or mention
the litany of possible uses listed in Rule 404(b). The specific and precise purpose for which the
evidence is offered must clearly be shown from the record and that purpose alone must be told to
the jury in the trial court's instruction. Syl. Pt. 1, State v. McGinnis, 193 W. Va. 147, 455
S.E.2d 516 (1994).
4. "Where an offer of evidence is made under Rule 404(b) of the West Virginia
Rules of Evidence, the trial court, pursuant to Rule 104(a) of the West Virginia Rules of
Evidence, is to determine its admissibility. Before admitting the evidence, the trial court should
conduct an in camera hearing as stated in State v. Dolin, 176 W. Va. 688, 347 S.E.2d 208 (1986).
After hearing the evidence and arguments of counsel, the trial court must be satisfied by a
preponderance of the evidence that the acts or conduct occurred and that the defendant
committed the acts. If the trial court does not find by a preponderance of the evidence that the
acts or conduct was committed or that the defendant was the actor, the evidence should be
excluded under Rule 404(b). If a sufficient showing has been made, the trial court must then
determine the relevancy of the evidence under Rules 401 and 402 of the West Virginia Rules of
Evidence and conduct the balancing required under Rule 403 of the West Virginia Rules of
Evidence. If the trial court is then satisfied that the Rule 404(b) evidence is admissible, it should
instruct the jury on the limited purpose for which such evidence has been admitted. A limiting
instruction should be given at the time the evidence is offered, and we recommend that it be
repeated in the trial court's general charge to the jury at the conclusion of the evidence." Syl. Pt.
2, State v. McGinnis, 193 W. Va. 147, 455 S.E.2d 516 (1994).
5. It is presumed a defendant is protected from undue prejudice if the following
requirements are met: (1) the prosecution offered the evidence for a proper purpose; (2) the
evidence was relevant; (3) the trial court made an on-the-record determination under Rule 403 of
the West Virginia Rules of Evidence that the probative value of the evidence is not substantially
outweighed by its potential for unfair prejudice; and (4) the trial court gave a limiting
instruction. Syl. Pt. 3, State v. Larock, 196 W. Va. 294, 470 S.E.2d 613 (1996).
6. 'The general rule is that a party may not assign as error the giving of an
instruction unless he objects, stating distinctly the matters to which he objects and the grounds of
his objection.' Syllabus Point 3, State v. Gangwer, [169] W. Va. [177], 286 S.E.2d 389 (1982).
Syl. Pt. 2, State v. Mullins, 171 W. Va. 542, 301 S.E.2d 173 (1982).
7. A litigant may not silently acquiesce to an alleged error, or actively
contribute to such error, and then raise that error as a reason for reversal on appeal. Syl. Pt. 1,
Maples v. West Virginia Dept. of Commerce, Div. of Parks and Recreation 197 W. Va. 318, 475
S.E.2d 410 (1996).
8. "Whether evidence offered is too remote to be admissible upon the trial of a
case is for the trial court to decide in the exercise of a sound discretion; and its action in
excluding or admitting the evidence will not be disturbed by the appellate court unless it appears
that such action amounts to an abuse of discretion." Syl. Pt. 5, Yuncke v. Welker, 128 W. Va.
299, 36 S.E.2d 410 (1945).
9. "As a general rule remoteness goes to the weight to be accorded the evidence
by the jury, rather than to admissibility." Syl. Pt. 6, State v. Gwinn, 169 W. Va. 456, 288 S.E.2d
533 (1982).
10. If a party offers evidence to which an objection is sustained, that party, in
order to preserve the rejection of the evidence as error on appeal, must place the rejected
evidence on the record or disclose what the evidence would have shown, and the failure to do so
prevents an appellate court from reviewing the matter on appeal. Syl. Pt. 1, Horton v. Horton,
164 W. Va. 358, 264 S.E.2d 160 (1980).
11. Several basic rules exist as to cross-examination of a witness. The first is
that the scope of cross-examination is coextensive with, and limited by, the material evidence
given on direct examination. The second is that a witness may also be cross-examined about
matters affecting his credibility. The term 'credibility' includes the interest and bias of the
witness, inconsistent statements made by the witness and to a certain extent the witness'
character. The third rule is that the trial judge has discretion as to the extent of
cross-examination. Syl. Pt. 4, State v. Richey, 171 W. Va. 342, 298 S.E.2d 879 (1982).
12. 'The extent of the cross-examination of a witness is a matter within the
sound discretion of the trial court; and in the exercise of such discretion, in excluding or
permitting questions on cross-examination, its action is not reviewable except in the case of
manifest abuse or injustice.' Syl. pt. 4, State v. Carduff, 142 W.Va. 18, 93 S.E.2d 502 (1956).
Syllabus, State v. Wood, 167 W.Va. 700, 280 S.E.2d 309 (W.Va.1981).
13. Evidence of psychiatric disability may be introduced when it affects the
credibility of a material witness' testimony in a criminal case. Before such psychiatric disorder
can be shown to impeach a witness' testimony, there must be a further showing that the disorder
affects the credibility of the witness and that the expert has had a sufficient opportunity to make
the diagnosis of psychiatric disorder. Syl. Pt. 5, State v. Harman, 165 W.Va. 494, 270 S.E.2d
146 (1980).
14. A variance in the pleading and the proof with regard to the time of the
commission of a crime does not constitute prejudicial error where time is not of the essence of
the crime charged. Syl. Pt. 4, State v. Chaffin, 156 W. Va. 264, 192 S.E.2d 728 (1972).
15. The variance between the indictment and the proof is considered material
where the variance misleads the defendant in presenting his defense to the charge and exposes
him to the danger of being put in jeopardy again for the same offense. Syl. Pt. 7, State v.
Fairchild, 171 W. Va. 137, 298 S.E.2d 110 (1982).
16. If the proof adduced at trial differs from the allegations in an indictment, it
must be determined whether the difference is a variance or an actual or a constructive
amendment to the indictment. If the defendant is not misled in any sense, is not subjected to any
added burden of proof, and is not otherwise prejudiced, then the difference between the proof
adduced at trial and the indictment is a variance which does not usurp the traditional safeguards
of the grand jury. However, if the defendant is misled, is subjected to an added burden of proof,
or is otherwise prejudiced, the difference between the proof at trial and the indictment is an
actual or a constructive amendment of the indictment which is reversible error. Syl. Pt. 3, State
v. Johnson, 197 W. Va. 575, 476 S.E.2d 522 (1996).
Per Curiam:
This is an appeal by Donald McIntosh (hereinafter Appellant) from an order of
the Circuit Court of Monongalia County convicting him of three counts of third degree sexual
assault. The Appellant was sentenced to one to five years on each count, to run concurrently.See footnote 1
1
The Appellant contends that the lower court erred by permitting the introduction of evidence of
other bad acts, in preventing cross-examination of a witness concerning her mental health
history, and in allowing the conviction to stand despite a variance between the indictment and the
testimony. Upon thorough review of this matter, we affirm the convictions rendered below.
At trial, Ms. Miller testified that the Appellant, while serving as her teacher in the
sixth and ninth grades, had expressed his love for her and had informed her that she could
improve her grades by meeting him after class. Ms. Miller testified that, during her ninth grade
year in 1989 and 1990, she and the Appellant occasionally drove around Morgantown in the
Appellant's vehicle as he collected payments for the Dominion Post newspaper. Ms. Miller
testified that the Appellant fondled her in November 1989 while she and the Appellant were
sitting in the Appellant's vehicle copying answers from written keys to tests. Ms. Miller further
testified that the Appellant placed his hand on her breast area and forced Ms. Miller to touch and
rub his penis. She testified that the Appellant subsequently unzipped his pants, pushed her seat
back, got on top of Ms. Miller, and began to push his penis against her. She explained that he
thereafter inserted a finger into her vagina and warned her not to tell anyone about the incidents.
Ms. Miller also testified regarding an incident of oral sex in September 1989,
including an incident in which the Appellant requested oral sex from both Ms. Miller and another
young woman, Ms. Betty Barefoot. Ms. Miller explained that the Appellant caused her to
preform oral sex on him in February 1990 and again in April or May 1990.
Ms. Betty Barefoot testified that she had occasionally ridden home with the
Appellant and Ms. Miller while in junior high school in 1989 and 1990. Ms. Barefoot stated that
the Appellant once unlocked a school building, escorted Ms. Barefoot and Ms. Miller to a small
room, and requested that they both perform oral sex on the Appellant. Ms. Barefoot testified that
she declined to perform the act, but that she witnessed Ms. Miller performing oral sex on the
Appellant. Ms. Barefoot also testified that she and Ms. Miller would take turns sitting up front in
the Appellant's automobile. The Appellant would touch the breast and crotch areas of the girl
sitting up front and would require the girl to touch his penis.
Ms. Brenda Frum testified that she was in a third or fourth grade class taught by
the Appellant in 1976. She testified that she had become ill while on the playground and that she
requested permission from the Appellant to go inside and telephone her mother. She testified
that the Appellant had suggested that she would feel better if she went inside and put her head
down. She complied, and the Appellant later joined her in the school. She testified that the
Appellant began rubbing her shoulders, playing with her hair, and moving his hands in a down
and forward motion on her chest. She testified that she had become uncomfortable and had
asked again to telephone her mother. The Appellant indicated to her that what he was doing
would make her feel better. He also advised her not to tell anyone about the incident because she
would get into trouble. She further explained that he continued to hug her throughout the school
year for getting good grades.
Ms. Lisa Fowler testified regarding an event which occurred while she had the
Appellant for eighth grade in 1994. She had approached the Appellant and asked how she could
improve her grade in his class. He advised her to talk to him after class in the teachers' lounge.
She and two other girls then met him after class in the lounge. She testified that the Appellant
told her that the only way to improve her grade was to perform sexual activity with him. One of
the other girls allegedly present during this conversation testified that she could not remember
the incident due to her poor memory.
Ms. Dawn Moury testified that she had the Appellant for fifth grade in 1982. She
explained that the Appellant would ask her to sit on his lap while she waited for her mother to
arrive after school. She stated that the Appellant would place his hands on her shoulders, back,
waist, breasts, and between her thighs.
The Appellant did not provide an alibi defense; he simply denied that he had
inappropriately touched any student. The Appellant called witnesses to testify concerning his
truthful and honest nature, and fellow teachers also testified that the Appellant had maintained a
good rapport with his students. The Appellant was convicted of three counts of sexual assault in
the third degree in September 1998 and was sentenced to three one-five year sentences to run
concurrently. A motion for a new trial was denied and that final order on the jury's verdict was
entered on March 15, 1999.
This Court has specified that a circuit court abuses its discretion in admitting Rule 404(b) evidence only where the court acts in an arbitrary and irrational manner. State v. McGinnis, 193 W. Va. 147, 159, 455 S.E.2d 516, 528 (1994). We specified as follows:
Our function on this appeal is limited to the inquiry as to whether
the trial court acted in a way that was so arbitrary and irrational
that it can be said to have abused its discretion. In reviewing the
admission of Rule 404(b) evidence, we review it in the light most
favorable to the party offering the evidence, in this case the
prosecution, maximizing its probative value and minimizing its
prejudicial effect.
Id.
In Larock, we noted that [t]he balancing of probative value against unfair
prejudice is weighed in favor of admissibility and rulings thereon are reviewed only for an abuse
of discretion. 196 W. Va. at 312, 470 S.E.2d at 631. This Court applies a reasonableness
standard and examines the facts and circumstances of each case. Id. Further, this Court
reviews disputed evidence in the light most favorable to its proponent, maximizing its probative
value and minimizing its prejudicial effects. Id.
In State v. Finley, 177 W. Va. 554, 355 S.E.2d 47 (1987), we recognized the
general exclusionary purpose of the rule, as follows:
The purpose of the rule is to prevent the conviction of an accused
for one crime by the use of evidence that he has committed other
crimes, and to preclude the inference that because he had
committed other crimes previously, he was more liable to commit
the crime for which he is presently being indicted and tried.
Id. at 556, 355 S.E.2d at 49.
In syllabus point two of Edward Charles L., this Court applied the general
principles of Rule 404(b) to cases involving child sexual assault or abuse victims, and explained
as follows:
Collateral acts or crimes may be introduced in cases
involving child sexual assault or sexual abuse victims to show the
perpetrator had a lustful disposition towards the victim, a lustful
disposition towards children generally, or a lustful disposition to
specific other children provided such evidence relates to incidents
reasonably close in time to the incident(s) giving rise to the
indictment. To the extent that this conflicts with our decision in
State v. Dolin, 176 W. Va. 688, 347 S.E.2d 208 (1986), it is
overruled.
183 W. Va. at 643, 398 S.E.2d at 125, Syl. Pt. 2.
This Court enumerated specific guidelines for evaluating Rule 404(b) evidence in
syllabus point one of McGinnis, directing as follows:
When offering evidence under Rule 404(b) of the West
Virginia Rules of Evidence, the prosecution is required to identify
the specific purpose for which the evidence is being offered and
the jury must be instructed to limit its consideration of the
evidence to only that purpose. It is not sufficient for the
prosecution or the trial court merely to cite or mention the litany of
possible uses listed in Rule 404(b). The specific and precise
purpose for which the evidence is offered must clearly be shown
from the record and that purpose alone must be told to the jury in
the trial court's instruction.
193 W.Va. at 151, 455 S.E.2d at 520, Syl. Pt. 1.
In syllabus point two of McGinnis, this Court further explained the requirements
for trial court evaluation, explaining as follows:
Where an offer of evidence is made under Rule 404(b) of
the West Virginia Rules of Evidence, the trial court, pursuant to
Rule 104(a) of the West Virginia Rules of Evidence, is to
determine its admissibility. Before admitting the evidence, the
trial court should conduct an in camera hearing as stated in State v.
Dolin, 176 W.Va. 688, 347 S.E.2d 208 (1986). After hearing the
evidence and arguments of counsel, the trial court must be satisfied
by a preponderance of the evidence that the acts or conduct
occurred and that the defendant committed the acts. If the trial
court does not find by a preponderance of the evidence that the acts
or conduct was committed or that the defendant was the actor, the
evidence should be excluded under Rule 404(b). If a sufficient
showing has been made, the trial court must then determine the
relevancy of the evidence under Rules 401 and 402 of the West
Virginia Rules of Evidence and conduct the balancing required
under Rule 403 of the West Virginia Rules of Evidence. If the trial
court is then satisfied that the Rule 404(b) evidence is admissible,
it should instruct the jury on the limited purpose for which such
evidence has been admitted. A limiting instruction should be
given at the time the evidence is offered, and we recommend that it
be repeated in the trial court's general charge to the jury at the
conclusion of the evidence.
193 W. Va. at 151, 455 S.E.2d at 520, Syl. Pt. 2.
This Court expressed in Larock that guilt or innocence of an accused must be
established by evidence relevant to the particular offense being tried, not by showing a defendant
was engaged in other acts of wrongdoing. 196 W. Va. at 311, 470 S.E.2d at 630. We
concurrently recognized, however, that there are times that 'other crimes' evidence is
admissible if a trial court can take adequate measures to guarantee the evidence will not be
misused. Id. In syllabus point three of Larock, we held:
It is presumed a defendant is protected from undue
prejudice if the following requirements are met: (1) the
prosecution offered the evidence for a proper purpose; (2) the
evidence was relevant; (3) the trial court made an on-the-record
determination under Rule 403 of the West Virginia Rules of
Evidence that the probative value of the evidence is not
substantially outweighed by its potential for unfair prejudice; and
(4) the trial court gave a limiting instruction.
Id. at 299, 470 S.E.2d at 618, Syl. Pt. 3.
The lower court also provided the jury with a limiting instruction, drafted by the
Appellant, informing the jury that it could not consider the other evidence as proof of the current
charge, but only for the limited purpose of showing scheme or design or a lustful disposition
toward teenage girls. Although there was no objection to the limiting instruction at trial and the
instruction as given was actually submitted by the Appellant, the Appellant contends on appeal
that the limiting instruction he tendered to the court contained an obvious shortcoming.
Specifically, the Appellant maintains:
[B]y its inclusion of the term 'lustful disposition,' it expressly
allowed the jury to find the defendant had the propensity to engage
in sexual misconduct. Also, the instruction failed in specific
language to admonish the jury that the sexual misconduct may not
be considered as a basis for an inference that the defendant acted in
conformity with the individual's extrinsic conduct or with the
indicated character.
In syllabus points one and two of McGinnis, as discussed above, this Court
explained that a lower court should instruct the jury on the limited and specific purpose for which
evidence has been admitted pursuant to Rule 404(b). We explained that [w]e deem the giving
of a limiting instruction and its effectiveness significant not only in deciding whether to admit
evidence under Rule 404(b), but the absence of an effective limiting instruction will be
considered by us on appeal in weighing the prejudice ensuing from the erroneous admission of
Rule 404(b) evidence. McGinnis, 193 W. Va. at 156-57, 455 S.E.2d at 525-26. The limiting
instruction in the present case, given as each Rule 404(b) witness was presented, provided as
follows:
Ladies and gentlemen, I'm going to once again read the limiting
instruction that I read earlier with regard to this testimony. You
have heard testimony concerning alleged conduct or other acts of
the defendant which are not charged in this indictment in the
testimony of this witness. You are instructed that this testimony is
not admitted as proof of the defendant's current charge. The
testimony is admitted for a limited purpose only, and it may be
considered by you in only deciding whether a given issue or
element relevant to the present charge has been proven. In this
instant [sic], the testimony of the other sexual misconduct of the
defendant may be considered only as it relates to the issues of the
State establishing a common scheme or plan on the part of the
defendant or the defendant's lustful disposition towards teenage
girls. Accordingly, this testimony may be considered by you only
for the limited purpose just identified for which it is admitted. You
may not use this testimony in consideration of whether the State
has established the crimes charged in the indictment.
This instruction was drafted and submitted by the Appellant and filed on October 5, 1998. The
instruction was given to the jury, verbatim, in the final charge to the jury and was read by the
lower court after the presentation of each Rule 404(b) witness. The Appellant presented no
objection to his own instruction; the trial court was not alerted to any perceived infirmity or lack
of clarity in the instruction.
Failure to object to this instruction at the lower level effectively waived any right the Appellant may have had to alleged deficiency in his own instruction. As we found in State v. Miller, 194 W. Va. 3, 459 S.E.2d 114 (1995), [o]ur survey of cases in this esoteric procedural corner of the law convinces us that the defendant waived any issues she might have had regarding an improper or insufficient jury charge. Id. at 19, 459 S.E.2d at 130. In United States v. Lakich, 23 F.3d 1203 (7th Cir.1994), trial counsel had been provided the opportunity to review the issue of appropriate jury instructions regarding entrapment. The court elicited comments from counsel and read its proposed instruction to them; both counsel thereafter explicitly agreed to the court's instruction. The Lakich court determined that the defendant had waived any objections to the instruction. Id. In syllabus point two of State v. Mullins, 171 W. Va. 542, 301 S.E.2d 173 (1982), we held: 'The general rule is that a party may not assign as error the giving of an instruction unless he objects, stating distinctly the matters to which he objects and the grounds of his objection.' Syllabus Point 3, State v. Gangwer, [169] W. Va. [177], 286 S.E.2d 389 (1982)." In syllabus point one of Maples v. West Virginia Dept. of Commerce, Div. of Parks and Recreation 197 W.Va. 318, 475 S.E.2d 410 (1996), we succinctly stated: A litigant may not silently acquiesce to an alleged error, or actively contribute to such error, and then raise that error as a reason for reversal on appeal.
We fail to discern any constitutional deficiency in the instruction as proposed by
the Appellant and given by the lower court. While it did not specifically address the
impermissible inference stated in Finley, we find that the instruction as presented adequately
protected the Appellant's rights and satisfied the requirement that a limiting instruction inform
the jury of the limited purpose for which the testimony may be considered pursuant to Rule
404(b). Moreover, we find that the Appellant waived any objection to the instruction given in
the proceedings below.
"Whether evidence offered is too remote to be admissible upon the
trial of a case is for the trial court to decide in the exercise of a
sound discretion; and its action in excluding or admitting the
evidence will not be disturbed by the appellate court unless it
appears that such action amounts to an abuse of discretion."
128 W. Va. at 300, 36 S.E.2d at 411, Syl. Pt. 5. See State v. Duell, 175 W.Va. 233, 332 S.E.2d
246 (1985). Questions concerning remoteness of evidence are left to the sound discretion of the
trial court and are subject to challenge only for clear abuse of discretion. Goodman v. State, 601
P.2d 178, 184 (Wyo.1979).
In syllabus point six of Gwinn, we held as follows: "As a general rule remoteness
goes to the weight to be accorded the evidence by the jury, rather than to admissibility." 169
W.Va. at ___, 288 S.E.2d at ___; see State v. Welker, 178 W.Va. 47, 52, 357 S.E.2d 240, 245 n.2
(1987). The admissibility of evidence concerning prior bad acts under rule 404(2) must be
determined upon the facts of each case; no exact limitation of time can be fixed as to when prior
acts are too remote to be admissible. State v. Burdette, 259 Neb. 679, ___, ___ N.W.2d ___,
2000 WL 738819, June 9, 2000 (Neb. 2000); see also State v. White, 508 N.W.2d 554 (Neb.
1993), overruled on other grounds, State v. Burlison, 583 N.W.2d 31 (1988). While remoteness
in time may weaken the probative value of evidence, such remoteness does not, in and of itself,
necessarily justify exclusion of the evidence. Burdette, 259 Neb. at ___, ___ N.W.2d at ___,
2000 WL 738819 at *13 (citing State v. Yager, 236 Neb. 481, 461 N.W.2d 741 (1990)). In State
v. Schaaf, 449 N.W.2d 762 (Neb. 1989), the Nebraska court explained:
[R]emoteness, or the temporal span between a prior crime, wrong,
or other act offered as evidence under Rule 404(2) and a fact to be
determined in a present proceeding, goes to the weight to be given
to such evidence and does not render the evidence of the other
crime, wrong, or act irrelevant and inadmissible.
Id. at 772; accord State v. Driggers, 554 So.2d 720 (La.Ct.App. 1989); State v. Howard, 520
So.2d 1150 (La.Ct.App. 1987), writ denied, 526 So.2d 790 (La. 1988); State v. Tecca, 714 P.2d
136 (Mont. 1986); State v. Brown, 187 S.E.2d 85, cert. denied, 409 U.S. 870 (1972); State v.
Bolden, 241 So.2d 490 (La. 1970); State v. Cupit, 179 So. 837 (La. 1938).
In Cooper v. State, 325 S.E.2d 877 (Ga.Ct.App. 1985), the court admitted the
testimony of the defendant's adult daughters regarding acts committed by the defendant against
them nineteen years prior to the prosecution of the defendant for incest involving the defendant's
granddaughters. In State v. Maestas, 224 N.W.2d 248 (Iowa 1974), a case involving the
defendant's prosecution for sexual offenses allegedly committed against a younger daughter, the
court permitted testimony of an older daughter concerning acts committed upon her by her
father, the defendant, six to ten years previously. See Ortiz v. State, 374 S.E.2d 92 (Ga.Ct.App.
1988); Staggers v. State, 172 S.E.2d 462 (Ga.Ct.App. 1969); State v. Moore, 819 P.2d 1143
(Idaho 1991); State v. Mink, 429 N.W.2d 99 (Wis.Ct.App. 1988) review denied, 436 N.W.2d 30
(Wis. 1988); see also W.A. Harrington, LL.B., Annotation, Remoteness in Time of Other
Similar Offenses Committed by Accused as Affecting Admissibility of Evidence Thereof in
Prosecution for Sex Offense, 88 ALR3d 8 (1978). In State v. Jackson, 625 So.2d 146 (La. 1993),
the court noted that [t]he defendant will unquestionably be prejudiced by this evidence as he
will have to defend charges based on actions that occurred 15 to 24 years ago. However, such
prejudice does not outweigh the probative value of the evidence. Id. at 152.
In Britton v. State, 845 P.2d 1374 (Wyo. 1992), the Wyoming Supreme Court
explained:
[t]he test for remoteness cannot be a mechanical process based
only on the amount of time that elapsed between the prior act and
the present offense. . . . Questions concerning remoteness of
evidence are left to the sound discretion of the trial court and are
subject to challenge only for clear abuse of discretion."
Id. at 1376 (citations omitted); see also United States v. Scott, 701 F.2d 1340, 1345-46 (11th
Cir.1983) cert. denied, 464 U.S. 856 (1983); United States v. Foley, 683 F.2d 273, 278 (8th Cir.
1982) cert. denied, 459 U.S. 1043 (1982) (finding eleven years acceptable; in determining
whether evidence is too remote, the court should apply a reasonableness standard); United States
v. Engleman, 648 F.2d 473, 479 (8th Cir. 1981) (finding thirteen years acceptable); Gezzi v.
State, 780 P.2d 972 (Wyo. 1989) (upholding admissibility of evidence of acts going back seven
or eight years).
Similarly, in Yager, the Nebraska court reasoned that evidence of the defendant's other sexual contacts with young males was highly probative on the issue of . . . [his] sexual arousal or gratification, as well as his intent and motive, and to establish that it was no accident that he touched the victim's penis. 461 N.W.2d at 746. Recognizing the evidence as prejudicial, the Nebraska court explained: 'Most, if not all, items which one party to an action offers in evidence are calculated to be prejudicial to the opposing party; therefore, it is only 'unfair prejudice' with which . . . [Rule 404(b) is] concerned.' Id., (quoting Lincoln Grain v. Coopers & Lybrand, 345 N.W.2d 300, 306 (Neb. 1984)).
The inherent impediment to formulating a precise test for the application of Rule
404(b) was addressed in Weinstein's Evidence, quoted as follows in Edlin v. State, 533 So.2d
403 (Miss. 1988):
Although all American jurisdictions agree that no evidence may be
introduced which seeks solely to prove that the accused has a
criminal disposition, the question of when evidence of a particular
[bad] act may be admitted is so perplexing that the cases
sometimes seem as numerous "as the sands of the sea," and often
cannot be reconciled. In the discussion that follows any
generalization should be regarded as suspect, for though it is easy
to criticize any given case, it is impossible to verbalize a formula
which can be applied with any precision. The factors in each case
are so varied and unique, and the counter-thrusting
pressures--constitutional and otherwise--so great, that in some
instances the courts are thrown back to suggesting that the only
requisite is that the decision accord with fundamental notions of
fairness. Yet some aid to fairness is afforded by analyzing each
proffer of other crime proof to determine what evidential
hypotheses the jury is expected to use, and weighing the probative
force of the line of proof against the need of the prosecutor and the
risks specified in Rule 403. The more reason there is in the
decision to admit or exclude, the more apt it is to be fair.
Id. at 407 (quoting 2 Jack B. Weinstein and Margaret A. Berger, Federal Evidence, paragraph
404[08], at 404-53 to 404-54 (1986) (footnotes omitted)).
Upon review of the present matter, we find no clear error in the lower court's
determination that there was sufficient evidence to show that the other bad acts actually
transpired. We also find that the lower court properly deemed the evidence admissible for a
legitimate purpose, under a Rule 404(b) analysis, to demonstrate the defendant's intent, motive,
malice, common scheme, plan, and the absence of accident.See footnote 6
6
Employing the principles
established in Edward Charles L., the lower court properly deemed the evidence admissible for
the other stated purpose of showing the defendant's lustful disposition toward teenage girls who
were his students. See 183 W. Va. at 643, 398 S.E.2d at 125, Syl. Pt. 2. Further, we conclude
that the lower court did not abuse its discretion in finding that the probative value of the other
bad acts evidence was not substantially outweighed by the danger of unfair prejudice to the
Appellant.
The other bad act evidence in the present case involved substantially similar
conduct, similar locations, similar circumstances, and similar methods to the offenses charged.
The thread which ties the prior acts to the crime in question is the use of young girls to achieve
sexual gratification. State v. Phelps, 490 N.W.2d 676, 688 (Neb. 1992). The common scheme,
plan, and lustful disposition were aptly demonstrated in the present case by evidence of other
acts, and the resulting image depicts a male school teacher exploiting young female students for
his personal sexual gratification. The portrait reveals a teaching career marked by repeated
instances of identifying students in need of academic or personal assistance and seizing the
occasion to transform the difficulties suffered by those students into opportunities for lustful
advances and carnal pleasure.
We are not persuaded by the Appellant's contention regarding the absence of
compatibility between Rule 404(b) and Edward Charles L. Rule 404(b) and Edward Charles L.
must be examined concurrently by a lower court confronted with the issue of admissibility of
collateral acts in a child sexual assault or abuse case. Edward Charles L. speaks directly and
specifically to the issue of Rule 404(b) application to these types of cases, and evaluation under
the principles identified in that case is imperative. Thus, contrary to the assertions of the
Appellant and his characterization of Edward Charles L., the lower court did not inappropriately
merge the principles of Rule 404(b) and Edward Charles L. Quite simply, the lower court found
the evidence admissible under both (1) the general principles of Rule 404(b) permitting evidence
showing common scheme or plan, and (2) the more case-specific analysis of Edward Charles L.
permitting collateral acts showing lustful disposition. We affirm the lower court's judgments
regarding the Rule 404(b) issues, and we decline the Appellant's invitation to overrule Edward
Charles L.
Prior to trial, the Appellant had requested information regarding Ms. Frum's
mental history, based upon a reference in Ms. Frum's pretrial statement.See footnote 7
7
Despite defense
counsel's request for any additional information possessed by the State, the State did not provide
any information to the Appellant prior to trial.See footnote 8
8
At trial, the State initiated inquiry into the issue by requesting a bench conference
and asking the lower court to prevent the defense from questioning Ms. Frum concerning her
mental health history. Specifically, the State explained:
[W]e wanted to clarify if Ms. Frum's statement - - she talks about
at some point receiving some treatment for mental health. . . .
[W]e wanted to know if the Court - - move the Court to prohibit
that to being cross-examined for cross-examination purposes. We
don't think that has any bearing on her credibility. As far as I can
tell, these problems are some years back and are not current, and so
they wouldn't have any bearing on her credibility at that time. We
have not taken any steps to obtain her records, and we don't have
that information, and we just think it would be unfair to cross-
examine this witness on that mental health history.
When the lower court asked the Appellant's counsel whether he had intended to cross-examine
Ms. Frum concerning her mental health issues, he responded: Well, I was going to basically do
a question concerning what you were there for. What did you receive the treatment for. She
brought it up herself, and I don't know. I couldn't get those records. The Appellant's counsel
also alluded to a letter he had sent to the State the prior week about Ms. Frum, asking [the State]
to make the inquiry and provide me anything that had happened. The Appellant's counsel
indicated that the State apparently has not received that, and so it's an issue up in the air. The
lower court ruled that Appellant's counsel could make inquiry as long as it relates only to her
present situation. The lower court explained: As far as stuff that happened years ago or that is
not ongoing, no. The court continued: Obviously, if there's something going on that might
affect her credibility right now, he's entitled to know it.
Subsequent to additional discussion concerning whether the burden was upon the
defense to prove that something in the mental health history would affect credibility, the lower
court ended the discussion by stating: I'm not going to let you get into it. It's too late. So I
guess we're back where I started from. The Appellant's counsel said, No questions? The
lower court answered, No questions.
If a party offers evidence to which an objection is
sustained, that party, in order to preserve the rejection of the
evidence as error on appeal, must place the rejected evidence on
the record or disclose what the evidence would have shown, and
the failure to do so prevents an appellate court from reviewing the
matter on appeal.
See also Syl. Pt. 8, Torrence v. Kusminsky, 185 W.Va. 734, 408 S.E.2d 684 (1991). We
expressed in McClure that [t]he failure of a party to preserve the rejected evidence essentially
precludes this Court from determining whether the rejection constitutes reversible error. 184
W. Va. at 425, 400 S.E.2d at 860. We concluded that the defendant in McClure
failed to vouch the record and failed to preserve the evidence
otherwise. In the absence of vouching, this Court cannot
determine whether the court's ruling was prejudicial, and in line
with the ruling in syllabus point 1 of Horton v. Horton, supra, the
Court believes that it has been effectively precluded from
reviewing the question presented by the defendant.
184 W. Va. at 425, 400 S.E.2d at 860.
Thus, the establishment of parameters of cross-examination is within the sound
discretion of the lower court. Absent manifest abuse or injustice, this Court upon appellate
review is not to disturb the resolutions of the lower court. The State maintains that the Appellant
in the present case essentially sought to embark on a fishing excursion during cross-examination.
The State also emphasizes the absence of any indication, other than the rather innocuous pretrial
statement regarding counseling, that Ms. Frum was not a credible witness or that her statements
were false or even suspect. There was also no indication that the State had any particular
document or any evidence that could have been provided to the defense.
Moreover, even the Appellant recognizes that the burden of proof is generally
upon the party seeking to use the evidence in an attempt to prove that the mental disability is
sufficient to affect credibility. We have also recognized the sensitive nature of the evidence and
the potential for abuse and have required a showing that the psychiatric disorder affects the
credibility and that an expert has had a sufficient opportunity to make the diagnosis of
psychiatric disorder before the evidence can be used to impeach a witness. Id. at 105, 391
S.E.2d at 658. In syllabus point five of State v. Harman, 165 W.Va. 494, 270 S.E.2d 146 (1980),
we held as follows:
Evidence of psychiatric disability may be introduced when
it affects the credibility of a material witness' testimony in a
criminal case. Before such psychiatric disorder can be shown to
impeach a witness' testimony, there must be a further showing that
the disorder affects the credibility of the witness and that the expert
has had a sufficient opportunity to make the diagnosis of
psychiatric disorder.
Upon thorough examination of the cross-examination issue, we conclude that the
Appellant failed to adequately preserve any alleged error for appeal. The Appellant failed to
vouch the record regarding the rejected issues and failed to request an in camera hearing to assess
the validity of his concerns. Further, even if the alleged error had been properly preserved for
appeal, we are constrained to observe our limitations in the scope of review of exclusions from
evidence. We have consistently emphasized the significant discretion afforded to trial courts in
fashioning appropriate parameters of cross-examination. In evaluation of the lower court's
exclusion, we find no manifest abuse or injustice regarding the scope of cross-examination of
Ms. Frum. We are forced to this conclusion notwithstanding the obvious lack of specific
information available to the Appellant with which to vouch the record or frame a proffer. The
Appellant could have requested the opportunity to conduct cross-examination in camera so that
all concerned could have been better informed regarding the nature of any prior mental health
problems and thereby developed a more adequate record.
Additionally, even if we were to find error in the limitation of cross-examination,
we have consistently held that erroneous evidentiary rulings alone do not necessitate reversal.
State v. Blake, 197 W.Va. 700, 478 S.E.2d 550 (1996). This Court is obligated to reverse where
the improper exclusion of evidence places the underlying fairness of the entire trial in doubt or
where the exclusion affected the substantial rights of a criminal defendant. Id. at 702, 478
S.E.2d at 552, Syl. Pt. 4, in part. Making this determination involves the assessment of the
likelihood that had the jury heard the excluded evidence, its outcome would have been affected.
Id at 709, 478 S.E.2d at 559. Rule 103(a) of the West Virginia Rules of Evidence provides:
"Error may not be predicated upon a ruling which admits or excludes evidence unless a
substantial right of the party is affected. . . ." Id.
Under Rule 103(a), to warrant reversal, two elements must
be shown: error and injury to the party appealing. Error is
harmless when it is trivial, formal, or merely academic, and not
prejudicial to the substantial rights of the party assigning it, and
where it in no way affects the outcome of the trial. Stated
conversely, error is prejudicial and ground for reversal only when
it affects the final outcome and works adversely to a substantial
right of the party assigning it.
Reed v. Wimmer, 195 W.Va. 199, 209, 465 S.E.2d 199, 209 (1995).
If it were conceded that error occurred in the limitation of cross-examination, and
that such error was properly preserved, we would most likely view the error as harmless. Given
the extensive evidence of direct sexual transgressions against the victim of the crimes charged, as
well as the testimony of numerous other victims which demonstrated a particularly probative
history of similar transgressions, the exclusion of the mental health history of one witness could
scarcely prejudice the substantial rights of the Appellant, and we discern no reasonable
possibility that the exclusion affected the outcome of the trial.
In syllabus point four of State v. Chaffin, 156 W.Va. 264, 192 S.E.2d 728 (1972),
we explained: A variance in the pleading and the proof with regard to the time of the
commission of a crime does not constitute prejudicial error where time is not of the essence of
the crime charged. In syllabus point seven of State v. Fairchild, 171 W.Va. 137, 298 S.E.2d 110
(1982), we explained that [t]he variance between the indictment and the proof is considered
material where the variance misleads the defendant in presenting his defense to the charge and
exposes him to the danger of being put in jeopardy again for the same offense." See also State v.
Crowder, 146 W. Va. 810, 836, 123 S.E.2d 42, 57 (1961); see State ex rel. State v. Reed, 204
W.Va. 520, 514 S.E.2d 171 (1999).
In syllabus point three of State v. Johnson, 197 W.Va. 575, 476 S.E.2d 522
(1996), this Court stated:
If the proof adduced at trial differs from the allegations in
an indictment, it must be determined whether the difference is a
variance or an actual or a constructive amendment to the
indictment. If the defendant is not misled in any sense, is not
subjected to any added burden of proof, and is not otherwise
prejudiced, then the difference between the proof adduced at trial
and the indictment is a variance which does not usurp the
traditional safeguards of the grand jury. However, if the defendant
is misled, is subjected to an added burden of proof, or is otherwise
prejudiced, the difference between the proof at trial and the
indictment is an actual or a constructive amendment of the
indictment which is reversible error.
The specific variance in the present case relates only to the dates upon which the
events allegedly occurred, and an alibi defense was not attempted. As articulated in syllabus
point four of Chaffin, quoted above, a variance regarding the time of the commission of a crime
does not constitute prejudicial error where time is not of the essence of the crime charged." 156
W. Va. at 264, 192 S.E.2d at 729, Syl. Pt. 4, in part. Time was not of the essence of the crime
charged in this case. We therefore decline to reverse this case on the basis of these variances.
Affirmed.
history of psychiatric problems that might affect her credibility. The defendant moved for an in
camera inspection of the complainant's past mental health records, and the trial court found that
the defendant had advanced sufficient cause for an in camera inspection to determine if the
records contained evidence that would be material to the defendant. 499 N.W.2d at ___. The
Appellant in the present case references the potential for an in camera hearing in his brief, but he
appears to assume that the burden for suggesting such hearing was upon the lower court at trial.
The Appellant forwards no explanation for his own failure to request such action at trial, except
the following sentence: Because the trial court ruled that no question on this subject could be
asked, the ruling relieved the defense of any obligation to attempt an offer of proof. The
Appellant cites no authority for that proposition.